The mission of CFA Institute is to lead the investment profession globally by promoting the highest standards of ethics, education, and professional excellence for the ultimate benefit of society.
A robust disciplinary process both supports and advances this important mission. The disciplinary process is governed by the CFA Institute Bylaws, as well as the Rules of Procedure: For Conduct Related to the Profession and the Rules of Procedure: Exam-Related Conduct (collectively, “the Rules”), which may be amended from time to time.
Recently, the Rules underwent a comprehensive review and proposed changes are issued for public comment. CFA Institute encourages you to review the changes and provide your comments on the amendments to the Rules, which can be found here. Comments should be submitted to rules.procedure@cfainstitute.org. The public comment period is open until 5 June 2021.
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